Short selling

Results: 2054



#Item
461Financial markets / Market timing / Asset allocation / MSCI / Short / Index / Inverse exchange-traded fund / Hedge fund / Financial economics / Economics / Investment

Stay invested in times of market uncertainty Facing unprecedented levels of panic and market volatility, some investors may react irrationally and may easily fall into the trap of “selling low and buying high” Timin

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Source URL: www.assetmanagement.hsbc.com

Language: English - Date: 2011-11-18 12:25:32
462Finance / Hedge fund / Collective investment scheme / Institutional investor / Long-Term Capital Management / 130–30 fund / SkyBridge Capital / Financial economics / Investment / Financial services

New MFA Resource Guide: EU Short Selling Regulation Compliance: Recently, MFA released its Resource Guide: EU Short Selling Regulation Compliance, a comprehensive web page that brings together important information regar

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Source URL: www.managedfunds.org

Language: English
463Commodities market / Financial regulation / Short selling / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Short / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Financial economics / Finance / Investment

JOBS Act Rulemaking and Implementation: MFA remains engaged to provide important industry viewpoints as U.S. regulators work to finalize rulemaking requirements to implement provisions included in the Jumpstart Our Busin

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Source URL: www.managedfunds.org

Language: English
464Securities / United States securities law / Financial regulation / Short selling / Depository Trust & Clearing Corporation / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial economics / Financial system / Finance

Nanopierce Tech. v. Depository Trust, 123 Nev. Adv. Op. No. 38 (Sept. 20, [removed]CORPORATE LAW – SECURITIES FRAUD Summary Appeal from a district court order dismissing a securities fraud action. Disposition/Outcome

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Source URL: law.unlv.edu

Language: English - Date: 2010-10-05 16:24:44
465Financial markets / Stock market / Short selling / Short / Mutual fund / Security / Securities market / Futures contract / Repurchase agreement / Financial economics / Investment / Finance

Do Investors Trade Too Much? By TERRANCE ODEAN* Trading volume on the world’s markets seems high, perhaps higher than can be explained by models of rational markets. For example, the average annual turnover rate on the

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Source URL: faculty.haas.berkeley.edu

Language: English - Date: 2002-07-12 17:49:34
466Business / Financial regulation / Short selling / Proxy statement / Statements / Stock market / Short / Fidelity Investments / 14A / Investment / SEC filings / Financial economics

The AES Corporation; Rule 14a-8 no-action letter

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 12:37:22
467Short selling / Financial regulation / Stock market / Hedge fund / Short / U.S. Securities and Exchange Commission / Convertible bond / Security / Christopher Cox / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Jochen Sanio President Bundesanstalt für Finanzdienstleistungsaufsicht Lurgiallee 12

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Source URL: www.managedfunds.org

Language: English
468Short selling / Financial regulation / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Convertible bond / Christopher Cox / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Didier Reynders Vice-Premier Minister and Minister of Finances Ministry of Finance Rue de la Loi 12

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Source URL: www.managedfunds.org

Language: English
469Business / Financial regulation / Short / Short selling / Futures contract / Investment / Exempt market dealer / Financial economics / Finance / Financial markets

Rules Notice Technical Dealer Member Rules Contact: Richard J. Corner

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Source URL: www.iiroc.ca

Language: English - Date: 2015-02-09 11:31:04
470United States securities law / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / Broker-dealer / Oppenheimer Holdings / Gibraltar / Short / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 27, 2015 SECURITIES EXCHANGE ACT O F 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-01-27 08:38:38
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